Blog & Investigations

Treasury Issues Final AML Rules for Financial Advisers

The Financial Crimes Enforcement Network (“FinCEN”), part of the U.S. Department of the Treasury, issued wide-ranging new anti-money-laundering rules that directly impact investment advisers for the first time in AML history. The rules, which are slated to take effect in…

Whistleblower Complaint against JBS Featured in Investment Magazine

Investment Magazine this month published an in-depth article describing the multitude of legal challenges faced by Brazilian meat processor JBS stemming from its false and misleading claims regarding its greenhouse gas emissions and its central role in deforesting the Amazon and other…

Politico E&E News Article on JBS Features Kevin Galbraith

Our client Mighty Earth, allied with a bipartisan group of U.S. senators and a variety of other environmental and human rights advocacy groups, is waging a campaign against the behemoth Brazilian meat processor JBS. In addition to filing a complaint…

Financial Advisor IQ: Kevin Galbraith Discusses Advisor Transitions Between RIAs

A new article in Financial Advisor IQ discusses important considerations for advisors to keep in mind as they consider moving from one Registered Investment Advisor (“RIA”) to another. The article’s author, Brianna Monsanto, quotes Kevin several times: Our firm has counseled many Financial Advisors and…